DFX Intelligence

B•••• D•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

B•••• D•••• N••••

Advisor at N•••• C•••••• A••••••• L••

OVIEDO, FL

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Search this name across graphsid dfx:ria:34b31b0d-8d14-c187-7340-1c07dfcb8ef2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• C•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• C•••••• A••••••• L••	State registered	Dec 9, 2020	n/a	yes	OVIEDO, FL	Current employment
Q•••• C•••••• S••••••••• I•••	Former SEC adviser	Nov 25, 2009	Aug 17, 2011	no	MIAMI, FL\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• C•••••• S••••••••• I•••	N•••• C•••••• A••••••• L••	Aug 17, 2011	Dec 9, 2020	3,402	Firm change after gap	Other
C••••••• A•••• M••••••••• I••	Q•••• C•••••• S••••••••• I•••	Oct 29, 2009	Nov 25, 2009

Relationships

Registered with (4)

→ N•••• C•••••• A••••••• L••Registered adviserregistration: current employment
Dec 9, 2020 to presentfactForm ADV
→ Q•••• C•••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2009 to Aug 17, 2011factForm ADV
→ C••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Apr 2, 2009 to Oct 29, 2009factForm ADV
→ W••• I••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34b31b0d-8d14-c187-7340-1c07dfcb8ef2
First observed: Dec 22, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.