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Reading the graph
Advisor at MORGAN STANLEY
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 7, 2020 | n/a | yes | Waukesha, WI | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Mar 26, 2012 | Feb 20, 2020 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 11, 2012 | no | Milwaukee, WI | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 19, 2008 | Jun 1, 2009 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | MORGAN STANLEY | Feb 20, 2020 | Feb 7, 2020 | -13 | Firm change | RIA to wirehouse |
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Apr 11, 2012 | Mar 26, 2012 | -16 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |