DFX Intelligence

D•••• S••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

D•••• S••• T•••••••

Advisor at C• A•••••••• L••

BOSTON, MA | WYNNEWOOD, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Sep 22, 2023	n/a	yes	WYNNEWOOD, PA\|BOSTON, MA	Current employment
M••••••• P•••••• W•••••• L••	Former SEC adviser	Jan 3, 2012	Sep 28, 2023	no	PITTSBURGH, PA\|WYNNEWOOD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• P•••••• W•••••• L••	C• A•••••••• L••	Sep 28, 2023	Sep 22, 2023	-6	Firm change	RIA to RIA
I••••••• F•••••••• M••••••••• I••	M••••••• P•••••• W•••••• L••	Mar 28, 2012	Jan 3, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
159295:310873:PA:2023-09-26	Sep 28, 2023	Sep 22, 2023	WYNNEWOOD, PA	Firm change

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ M••••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Jan 3, 2012 to Sep 28, 2023factForm ADV
→ I••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 10, 2011 to Mar 28, 2012factForm ADV

Dated events

Order

Occurred
28 Sep 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 10, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.