DFX Intelligence

C• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

C• A•••••••• L••

CRD 310873

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00221414-45d8-8f18-37be-7de795528168

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 154
Dated events: 40
On other graphs: 2
Observed: Sep 21, 2020 to Aug 26, 2026
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

C• A•••••••• L••

P•••••• equity manager · shared crd

Independent Sponsorsidentity

C• A•••••••• L••

Capital provider to sponsors · shared crd

Private Equityowner

A•••• P•••••• E••••• F••• V••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.02 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $15B••• Locked
Discretionary RAUM: $15B
P•••••• client RAUM: $14Bderived••• Locked
P•••••• client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 94
RAUM per advisor: $162Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• J••• B••••••	n/a	Avila Beach, CA \| BOSTON, MA	5	29	5	no
R••••• E••••• D•••••••	n/a	BOSTON, MA	5	30

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• L•••••• P•••••••••	Other P•••••• Fund	$26.4M	Oct 30, 2024	50	Mar 6, 2023	dropped	n/a
M•• S•••••• O••••••••• F•••• L•	Other P•••••• Fund	$17.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• C••••••	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	07/2017	Aug 26, 2026	Aug 26, 2026
C••••••• B••••• I•••	Member	E	yes	06/2023	Aug 26, 2026	Aug 26, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Columbia	Md	United States	9	no
H••••••• TOWNSHIP	Nj	United States	4	no
Wynnewood	Pa	United States	3	no
Miami	FL	United States	2	no
Boston	Ma	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
13	1	12	1.1%	3	0	0	54	8

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15B	$9.3B	63.7%	$5.1B	43.6%	152	110	24	22

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••• W••••• A•••••••• L••	2	May 16, 2022	Dec 18, 2024	BOSTON, MA	Team lift out	RIA to new firm	6.5%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••• C•••••• G••••• L••	3	Jun 10, 2026	Jun 1, 2026	TORRANCE, CA	Firm absorbed	RIA to RIA	75.0%
R•••• C••••••	3	Feb 9, 2026	Feb 2, 2026

Relationships

showing 80 of 154

Registered with (71)

← P••• H•••• H••••••Advisorregistration: current employment
Sep 17, 2026 to presentfactForm ADV
← A•• N•••••• Z••••Advisorregistration: current employment
Sep 16, 2026 to presentfactForm ADV
← B••••••• R••••• B••••••••Advisorregistration: current employment
Sep 15, 2026 to presentfactForm ADV
← R••••• C•••• H•••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 26, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Aug 26, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Aug 26, 2026
Ria office opened
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00221414-45d8-8f18-37be-7de795528168
First observed: Sep 21, 2020
Last observed: Aug 26, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.