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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Dec 18, 2017 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 22, 2009 | Jul 16, 2012 | no | PHOENIX, AZ|Phoenix, AZ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 9, 2005 | Jul 1, 2008 | no | IRVINE, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | VANGUARD ADVISERS, INC. | Jul 16, 2012 | Dec 18, 2017 | 1,981 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | CHARLES SCHWAB & CO., INC. | Jul 1, 2008 | Jan 22, 2009 | 205 | Firm change | Ibd to ibd |