DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
WEST LINN, OR | SALEM , OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | SALEM , OR|WEST LINN, OR | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Oct 30, 2017 | Jun 14, 2024 | no | WEST LINN, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| S•• I••••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Oct 30, 2017 | Oct 30, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:110518:OR:2017-10-18 | Oct 30, 2017 | Oct 30, 2017 | WEST LINN, OR | Firm change |
| S•• I••••••••• I••• | Former SEC adviser | Mar 15, 2012 | Oct 30, 2017 | no | APPLETON, WI|WEST LINN, OR | Previous registration |
| P•••••• I••••••••• C••••••• L•• | Former SEC adviser | Aug 27, 2002 | Mar 15, 2012 | no | PORTLAND, OR|LAKE OSWEGO, OR|PORTLAND, OR | Previous registration |
| 0 |
| Firm change |
| Other |
| P•••••• I••••••••• C••••••• L•• | S•• I••••••••• I••• | Mar 15, 2012 | Mar 15, 2012 | 0 | Firm change | Other |