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Advisor at LPL FINANCIAL LLC
Westhampton, NY | SAN DIEGO, CA | WESTHAMPTON BEACH, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 2, 2021 | n/a | yes | WESTHAMPTON BEACH, NY|SAN DIEGO, CA|Westhampton, NY | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 11, 2011 | Dec 20, 2021 | no | HAMPTON BAYS, NY|SOUTHAMPTON, NY|SOUTHAMPTON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | LPL FINANCIAL LLC | Dec 20, 2021 | Dec 2, 2021 | -18 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:6413:NY:2021-12-20 | Dec 20, 2021 | Dec 2, 2021 | SOUTHAMPTON, NY | Firm change |