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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

JOSEPH D. HESS

Advisor at SECURITY CAPITAL MANAGEMENT

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34d64701-29db-8a74-e15a-a7e4054fdfed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURITY CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 12
Designations: Chartered Financial Analyst
Exams: S63
First exam: Aug 19, 2009
First registration: May 1, 2015
Dual registered: yes, broker-dealer
Other names: JOSEPH D HESS
IAPD individual key: 5687341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURITY CAPITAL MANAGEMENT	Independent wealth	Jan 21, 2025	n/a	yes	LANCASTER, PA	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	May 1, 2015	Dec 31, 2024	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	SECURITY CAPITAL MANAGEMENT	Dec 31, 2024	Jan 21, 2025	21	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ SECURITY CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
May 1, 2015 to Dec 31, 2024factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Joseph D. Hess left Vanguard Advisers, Inc. for Security Capital Management (registered 2025-01-21)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34d64701-29db-8a74-e15a-a7e4054fdfed
First observed: May 1, 2015
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH D. HESS

Advisor at SECURITY CAPITAL MANAGEMENT

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34d64701-29db-8a74-e15a-a7e4054fdfed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SECURITY CAPITAL MANAGEMENT

Independent wealth

Jan 21, 2025

n/a

yes

LANCASTER, PA

Current employment

VANGUARD ADVISERS, INC.

Bd affiliated wealth

May 1, 2015

Dec 31, 2024

MALVERN, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

VANGUARD ADVISERS, INC.

SECURITY CAPITAL MANAGEMENT

Dec 31, 2024

Jan 21, 2025

Firm change

Ibd to RIA