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W••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••• F••••••••

W••••• WEALTH MANAGEMENT INC., CRD 311869

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34e21409-59ec-3894-6e5f-9433dc908bcf

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Dec 4, 2020 to May 7, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $223MItem 5.F on the latest filing (2026-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $221MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• J••••• W•••••	n/a	LAS VEGAS, NV	5	24	4	no
L••• P••••	n/a	LAS VEGAS, NV	1	26

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• A•••••• J•••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	11/2020	Dec 4, 2020	Nov 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$223M	$192M	16.0%	$116M	24.3%	10	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	2	Jan 25, 2021	Mar 2, 2021	HENDERSON, NV	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (8)

← K•• T•••• D•••Advisorregistration: previous registration
Mar 2, 2021 to Apr 19, 2023factForm ADV
← A•••••• V••••••••• R•••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← V•••••• M•••••Advisorregistration: current employment
Jun 8, 2025 to presentfactForm ADV
← L••• P••••

Dated events

Occurred
Mar 27, 2024
Advisor changed firm
Di Wu left W••••• F•••••••• for Wealthcare Capital Management Llc (registered 2024-06-24)
Form ADVobserved 7 days ago
Occurred
Oct 17, 2023
Advisor changed firm
Ledawn Gries left W••••• F•••••••• for Mutual Of Omaha Investor Services, Inc. (registered 2023-12-19)
Form ADVobserved 7 days ago
Occurred
Sep 22, 2023
Advisor changed firm
Carl David Aschenbrenner left W••••• F•••••••• for Fisher Investments (registered 2024-03-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34e21409-59ec-3894-6e5f-9433dc908bcf
First observed: Dec 4, 2020
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.