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Advisor at WELLS FARGO ADVISORS
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 14, 2025 | n/a | yes | CINCINNATI, OH | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Sep 10, 2021 | Apr 16, 2025 | no | Cincinnati, OH|Chicago, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 22, 2019 | Sep 21, 2021 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | WELLS FARGO ADVISORS | Apr 16, 2025 | Apr 14, 2025 | -2 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | ROCKEFELLER CAPITAL MANAGEMENT | Sep 21, 2021 | Sep 10, 2021 | -11 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:291361:OH:2021-09-17 | Sep 21, 2021 | Sep 10, 2021 | CINCINNATI, OH | Firm change |