DFX Intelligence

A•••• W•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A•••• W•••• C•••••

Advisor at H••••••• F•••••••• L••

GAINESVILLE, VA

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Search this name across graphsid dfx:ria:34f60d7b-c004-610a-bc1f-f8cbe3d5678a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F•••••••• L••	Independent wealth	Oct 25, 2022	n/a	yes	GAINESVILLE, VA	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jun 28, 2022	Oct 3, 2022	no	SARASOTA, FL\|HERNDON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	H••••••• F•••••••• L••	Oct 3, 2022	Oct 25, 2022	22	Firm change	RIA to RIA
H•••••• F••••••••• I•••	O••••• I••••••••• A••••••• L••	May 24, 2022	Jun 28, 2022

Relationships

Registered with (4)

→ H••••••• F•••••••• L••Registered adviserregistration: current employment
Oct 25, 2022 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 28, 2022 to Oct 3, 2022factForm ADV
→ H•••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2018 to May 24, 2022factForm ADV
→ A•••• F•••••••• A••••••• S•••••••• I•••

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
A•••• W•••• C••••• left O••••• I••••••••• A••••••• L•• for H••••••• F•••••••• L•• (registered 2022-10-25)
Form ADVobserved 7 days ago
Occurred
May 24, 2022
Advisor changed firm
A•••• W•••• C••••• left H•••••• F••••••••• I••• for O••••• I••••••••• A••••••• L•• (registered 2022-06-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34f60d7b-c004-610a-bc1f-f8cbe3d5678a
First observed: Feb 25, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.