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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

RESOURCE FINANCIAL GROUP, LTD.

CRD 119833

WILMETTE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34f84c1e-a56f-fae7-54cd-971b9e10155d

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Mar 28, 2012 to Mar 28, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $637MItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $481M
Private client RAUM: $624MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 934
High net worth clients: 265
SEC number: 801-66619
CRD: 119833
Filings on the tape: 16
First filed: Mar 28, 2012
Latest filed: Mar 28, 2026
Organised: Corporation, IL
Website: rfgltd.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARIS, PETER, MICHAEL	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	11/1996	Mar 28, 2012	Mar 27, 2024
PUGAL, BRIAN, ANTHONY	CO-OWNER	B	no	01/2021	Mar 30, 2021	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$637M	$481M	8	2	0	n/a	n/a
2024	Mar 28, 2025	$543M	$402M	8	2	0	n/a	n/a
2023	Mar 27, 2024	$464M	$330M	8	2	0	n/a	n/a
2022	Mar 27, 2023	$364M	$240M	8	2	0	n/a	n/a
2021	Mar 30, 2022	$371M	$223M	9	2	0	n/a	n/a
2020	Mar 30, 2021	$336M	$188M	8	2	0	n/a	n/a
2019	Mar 30, 2020	$228M	$124M	8	2	0	n/a	n/a
2018	Mar 28, 2019	$246M	$57.5M	8	2	0	n/a	n/a
2017	Mar 30, 2018	$224M	$6.7M	8	2	0	n/a	n/a
2016	Mar 23, 2017	$182M	$4.8M	9	2	n/a	n/a	n/a
2015	Mar 25, 2016	$143M	$2.8M	7	2	n/a	n/a	n/a
2014	Mar 30, 2015	$137M	$2.0M	8	2	n/a	n/a	n/a
2013	Mar 25, 2014	$127M	$2.0M	7	2	n/a	n/a	n/a
2012	Mar 28, 2013	$140M	$606,943	7	2	n/a	n/a	n/a
2011	Mar 28, 2012	$126M	$446,333	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$637M	$543M	17.5%	$364M	20.6%	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHOREO, LLC	2	Jul 9, 2026	Jul 9, 2026	WILMETTE, IL	Team lift out	RIA to RIA	100.0%

Relationships

Moved with (1)

→ CHOREO, LLCRegistered adviser2 advisors, team lift out, same day
Jul 9, 2026 to Jul 9, 2026factForm ADV

Registered with (2)

← PETER MICHAEL MARISAdvisorregistration: previous registration
Aug 28, 1998 to Jul 9, 2026factForm ADV
← BRIAN ANTHONY PUGALAdvisorregistration: previous registration
Sep 26, 2017 to Jul 9, 2026factForm ADV

Controls (1)

← MARIS, PETER, MICHAELOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV

Owns (1)

← PUGAL, BRIAN, ANTHONYOwnerCO-OWNER, ownership code B, individual
Mar 30, 2021 to Mar 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 9, 2026
Team lift-out
2 advisors left Resource Financial Group, LTD. (Wilmette, IL) for Choreo, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jul 9, 2026
Advisor changed firm
Peter Michael Maris left Resource Financial Group, Ltd. for Choreo, Llc (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2026
Advisor changed firm
Brian Anthony Pugal left Resource Financial Group, Ltd. for Choreo, Llc (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Resource Financial Group, Ltd. reported RAUM $464.1M, up 28% from $363.8M (2023-03-27 to 2024-03-27)
Form ADVobserved 6 days ago
$100M
Occurred
Mar 30, 2021
Regulatory AUM changed
Resource Financial Group, Ltd. reported RAUM $336.0M, up 47% from $228.2M (2020-06-29 to 2021-03-30)
Form ADVobserved 6 days ago
$108M

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Resource Financial Group, Ltd. no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $637.4M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34f84c1e-a56f-fae7-54cd-971b9e10155d
First observed: Mar 28, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESOURCE FINANCIAL GROUP, LTD.

CRD 119833

WILMETTE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34f84c1e-a56f-fae7-54cd-971b9e10155d

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARIS, PETER, MICHAEL

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

11/1996

Mar 28, 2012

Mar 27, 2024

PUGAL, BRIAN, ANTHONY

CO-OWNER

01/2021

Mar 30, 2021

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$637M

$481M

n/a

2024

Mar 28, 2025

$543M

$402M

n/a

2023

Mar 27, 2024

$464M

$330M

n/a

2022

Mar 27, 2023

$364M

$240M

n/a

2021

Mar 30, 2022

$371M

$223M

n/a

2020

Mar 30, 2021

$336M

$188M

n/a

2019

Mar 30, 2020

$228M

$124M

n/a

2018

Mar 28, 2019

$246M

$57.5M

n/a

2017

Mar 30, 2018

$224M

$6.7M

n/a

2016

Mar 23, 2017

$182M

$4.8M

n/a

2015

Mar 25, 2016

$143M

$2.8M

n/a

2014

Mar 30, 2015

$137M

$2.0M

n/a

2013

Mar 25, 2014

$127M

$2.0M

n/a

2012

Mar 28, 2013

$140M

$606,943

n/a

2011

Mar 28, 2012

$126M

$446,333

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$637M

$543M

17.5%

$364M

20.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHOREO, LLC

Jul 9, 2026

WILMETTE, IL

Team lift out

RIA to RIA

100.0%