DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

NATHAN ROBERT TRUAX

Advisor at OSAIC WEALTH, INC.

Irvine, CA | Riverside, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34f89021-ff8e-be32-dcec-b8ae11fda346

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 24, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: May 17, 1999
First registration: Oct 24, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 3203882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 8, 2025	n/a	yes	Irvine, CA\|Riverside, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Sep 4, 2024	Sep 2, 2025	no	CARLSBAD, CA\|NEWPORT BEACH, CA	Previous registration
CENTURA WEALTH ADVISORY	Independent wealth	Apr 23, 2024	Jul 26, 2024	no	SAN DIEGO, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 24, 2011	Apr 23, 2024	no	IRVINE, CA\|IRVINE, CA\|LAS VEGAS, NV\|LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	OSAIC WEALTH, INC.	Sep 2, 2025	Oct 8, 2025	36	Firm change	RIA to ibd
CENTURA WEALTH ADVISORY	D.A. DAVIDSON & CO.	Jul 26, 2024	Sep 4, 2024	40	Firm change	RIA to RIA
OSAIC FA, INC.	CENTURA WEALTH ADVISORY	Apr 23, 2024	Apr 23, 2024	0	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 8, 2025 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Sep 4, 2024 to Sep 2, 2025factForm ADV
→ CENTURA WEALTH ADVISORYRegistered adviserregistration: previous registration
Apr 23, 2024 to Jul 26, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 24, 2011 to Apr 23, 2024factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
Nathan Robert Truax left D.A. Davidson & Co. for Osaic Wealth, Inc. (registered 2025-10-08)
Form ADVobserved 4 days ago
Occurred
Jul 26, 2024
Advisor changed firm
Nathan Robert Truax left Centura Wealth Advisory for D.A. Davidson & Co. (registered 2024-09-04)
Form ADVobserved 4 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Nathan Robert Truax left Osaic Fa, Inc. for Centura Wealth Advisory (registered 2024-04-23)
Form ADVobserved 4 days ago