DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•• C•••• A•••••••• L••
MAYFIELD HEIGHTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• C•••• A•••••••• L•• | Independent wealth | Jul 5, 2018 | n/a | yes | MAYFIELD HEIGHTS, OH | Current employment |
| C• W••••• A••••••• L•• | Independent wealth | Dec 4, 2015 | Feb 2, 2018 | no | Pepper Pike, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C• W••••• A••••••• L•• | S•• C•••• A•••••••• L•• | Feb 2, 2018 | Jul 5, 2018 | 153 | Firm change | Other |
| L•• F•••••••• L•• | S•••••• F•••••••• G••••• L••••• | Oct 6, 2015 | Mar 23, 2005 |
| S•••••• F•••••••• G••••• L••••• | Independent wealth | Mar 23, 2005 | Feb 10, 2006 | no | CLEVELAND, OH | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 14, 2005 | Oct 6, 2015 | no | CLEVELAND, OH|RUSSELL, OH | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Mar 21, 2002 | Mar 27, 2003 | no | CLEVELAND, OH | Previous registration |
| -3,849 |
| Firm change after gap |
| Other |
| S•••••• F•••••••• G••••• L••••• | C• W••••• A••••••• L•• | Feb 10, 2006 | Dec 4, 2015 | 3,584 | Firm change after gap | Other |
| B••• O•• S••••••••• C••••••••• | L•• F•••••••• L•• | Mar 27, 2003 | Mar 14, 2005 | 718 | Firm change after gap | Other |