DFX Intelligence
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Reading the graph
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Advisor at E•••••• E••••• L••
SAN MATEO, CA | Millbrae, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• E••••• L•• | Bd affiliated wealth | Apr 14, 2026 | n/a | yes | Millbrae, CA|SAN MATEO, CA|SAN MATEO, CA|Millbrae, CA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | Feb 27, 2026 | no | MILBRAE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | E•••••• E••••• L•• | Feb 27, 2026 | Apr 14, 2026 | 46 | Firm change | Ibd to ibd |
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 6, 2013 | Jan 19, 2024 | no | MILBRAE, CA|MILBRAE, CA|SAN FRANCISCO, CA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jul 17, 2009 | Aug 9, 2013 | no | SEATTLE, WA|MILLBRAE, CA | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Jan 10, 2006 | Jul 21, 2009 | no | BURLINGAME, CA|BURLINGAME, CA|Half Moon Bay, CA|BELMONT, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| W•••••• • R••• | W••••••• F•••••••• S•••••••• I••• | Aug 9, 2013 | Aug 6, 2013 | -3 | Firm change | Other |
| U••• B•••••• I••••••••• I••• | W•••••• • R••• | Jul 21, 2009 | Jul 17, 2009 | -4 | Firm change | Other |