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CRD 131854
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLLINS, MARY, KATHRYN | Trustee | F | yes | 03/2004 | Mar 26, 2012 | Mar 27, 2024 |
| COLLINS, MARY, KATHRYN | MANAGING MEMBER | Na | yes | 12/2003 | Mar 26, 2012 | Mar 27, 2024 |
| Day, Clinton, Mitchell | Trustee | F | yes | 11/2019 | Mar 20, 2020 | Mar 27, 2024 |
| DOUDERA, RALPH, JOHN | MANAGING MEMBER | Na | yes | 12/2003 | Mar 26, 2012 | Mar 27, 2024 |
| SIMPLY DISTRIBUTE CHARITABLE FOUNDATION | Owner | E | yes | 03/2004 | Mar 26, 2012 | Mar 27, 2024 |
| DAWSON, JEFFREY, DALE | Trustee | F | no | 10/2006 | Mar 26, 2012 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SPECTRUM FINANCIAL INC | n/a | Other adviser | $236M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 | $148M | $148M | 2 | 1 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $145M | $145M | 2 | 1 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $183M | $183M | 2 | 1 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $250M | $250M | 2 | 1 | 0 | n/a | n/a |
| 2021 | Mar 17, 2022 | $279M | $279M | 2 | 1 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $167M | $167M | 2 | 1 | 0 | n/a | n/a |
| 2019 | Mar 20, 2020 | $51.2M | $51.2M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 30, 2019 | $50.6M | $50.6M | 2 | 1 | 0 | n/a | n/a |
| 2017 | Mar 31, 2018 | $53.6M | $53.6M | 2 | 1 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $66.5M | $66.5M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $71.5M | $71.5M | 2 | 1 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $96.2M | $96.2M | 2 | 1 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $135M | $135M | 2 | 1 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $132M | $132M | 2 | 1 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $104M | $104M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $148M | $145M | 2.2% | $250M | -15.9% | 2 | 2 | 0 | 0 |