DFX Intelligence

R•••• ••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

R•••• ••••• D••••

Advisor at M••••• C•••••• A•••••••• L••

Rocklin, CA | RALEIGH, NC

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Search this name across graphsid dfx:ria:35075048-258e-0c83-f20b-c1bca1814b1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• C•••••• A•••••••• L••	Independent wealth	Feb 13, 2025	n/a	yes	RALEIGH, NC\|Rocklin, CA	Current employment
M••••• C•••••• A•••••••• L••	Independent wealth	Sep 9, 2020	Dec 31, 2021	no	RALEIGH, NC\|Lincoln, CA

Relationships

Registered with (1)

→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2020 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35075048-258e-0c83-f20b-c1bca1814b1e
First observed: Sep 9, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.