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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

WILLIAM DONALD RAMIRES

Advisor at B.B. GRAHAM & COMPANY, INC.

Lake Forest, CA | ORANGE, CA

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Search this name across graphsid dfx:ria:3508adba-3781-1872-eabb-5391d6c3e5ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 2, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B.B. GRAHAM & COMPANY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 19, 1989
First registration: Aug 2, 1999
Dual registered: yes, broker-dealer
Other names: BILL RAMIRES
IAPD individual key: 1865403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B.B. GRAHAM & COMPANY, INC.	Independent wealth	Jun 11, 2024	n/a	yes	Lake Forest, CA\|ORANGE, CA\|ORANGE, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2024	Jun 21, 2024	no	LAKE FOREST, CA	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Oct 1, 2019	May 1, 2024	no	LAKE FOREST, CA\|LAKE FOREST, CA\|ORANGE, CA\|ORANGE, CA	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Aug 2, 1999	Oct 1, 2019	no	Lake Forest, CA\|LAKE FOREST, CA\|SYRACUSE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	B.B. GRAHAM & COMPANY, INC.	Jun 21, 2024	Jun 11, 2024	-10	Firm change	Ibd to RIA
CROWN CAPITAL SECURITIES, L.P.	LPL FINANCIAL LLC	May 1, 2024	May 1, 2024	0	Bulk transfer	Ibd to ibd
CADARET GRANT & CO INC	CROWN CAPITAL SECURITIES, L.P.	Oct 1, 2019	Oct 1, 2019	0	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ B.B. GRAHAM & COMPANY, INC.Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 1, 2024 to Jun 21, 2024factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Oct 1, 2019 to May 1, 2024factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Aug 2, 1999 to Oct 1, 2019factForm ADV

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
William Donald Ramires left Lpl Financial Llc for B.B. Graham & Company, Inc. (registered 2024-06-11)
Form ADVobserved 6 days ago