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Advisor at STRATEGIC WEALTH GROUP
Excelsior, MN | EDEN PRAIRIE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH GROUP | Independent wealth | Aug 11, 2016 | n/a | yes | Excelsior, MN|EDEN PRAIRIE, MN | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 13, 2012 | Aug 8, 2016 | no | MINNETONKA, MN|MINNETONKA, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 25, 2011 | Sep 11, 2012 | no | ST. LOUIS PARK, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | STRATEGIC WEALTH GROUP | Aug 8, 2016 | Aug 11, 2016 | 3 | Firm change | Other |
| LPL FINANCIAL LLC | CETERA ADVISORS LLC | Sep 11, 2012 | Aug 13, 2012 | -29 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:284430:MN:2016-08-08 | Aug 8, 2016 | Aug 11, 2016 | MINNETONKA, MN | Firm change |