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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Kyle Shaw

Advisor at SMITH MOORE & CO.

CLAYTON, MO | Manchester, MO

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Search this name across graphsid dfx:ria:35138b30-a310-2608-ffc9-efca52838173

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMITH MOORE & CO.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 30, 2013
First registration: Aug 1, 2013
Dual registered: yes, broker-dealer
Other names: KYLE T SHAW|Kyle Thomas Shaw
IAPD individual key: 6043778

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMITH MOORE & CO.	Bd affiliated wealth	Apr 25, 2022	n/a	yes	CLAYTON, MO\|CLAYTON, MO\|CLAYTON, MO\|Manchester, MO	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 16, 2020	Apr 21, 2022	no	ST. LOUIS, MO	Previous registration
EDWARD JONES	National bd RIA	Jun 27, 2016	May 29, 2020	no	ST LOUIS, MO\|LUFKIN, TX	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Mar 19, 2014	Jun 6, 2016	no	ST. LOUIS, MO	Previous registration
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Aug 1, 2013	Jun 6, 2016	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	SMITH MOORE & CO.	Apr 21, 2022	Apr 25, 2022	4	Firm change	Ibd to RIA
EDWARD JONES	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 29, 2020	Jun 16, 2020	18	Firm change	Ibd to ibd
STIFEL INDEPENDENT ADVISORS, LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 6, 2016	Mar 19, 2014	-810	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	EDWARD JONES	Jun 6, 2016	Jun 27, 2016	21	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ SMITH MOORE & CO.Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 16, 2020 to Apr 21, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 27, 2016 to May 29, 2020factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 1, 2013 to Jun 6, 2016factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Kyle Shaw left Stifel, Nicolaus & Company, Incorporated for Smith Moore & Co. (registered 2022-04-25)
Form ADVobserved 6 days ago