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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID LAURENCE FIELDS

Advisor at D.L. FIELDS ADVISORY GROUP, LLC

BENTONVILLE, AR

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Search this name across graphsid dfx:ria:3513c46b-356b-c331-821a-8c90b98bc9d9

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2005 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.L. FIELDS ADVISORY GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 7
Exams: S63|S66
First exam: Jan 18, 2005
First registration: Jun 16, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2615292

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.L. FIELDS ADVISORY GROUP, LLC	State registered	Jan 23, 2017	n/a	yes	BENTONVILLE, AR	Current employment
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jul 14, 2014	Dec 31, 2016	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|SAINT PETERS, MO\|NEW BOSTON, TX	Previous registration
TLG ADVISORS, INC.	Bd affiliated wealth	Dec 3, 2012	Jul 8, 2014	no	HOPKINS, MN\|SUMMIT, NJ	Previous registration
D.L. FIELDS ADVISORY GROUP	n/a	Dec 3, 2009	Nov 29, 2012	no	MORRILTON, AR	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Mar 14, 2008	Mar 25, 2008	no	INDIANAPOLIS, MI\|NAPA, CA\|INDIANAPOLIS, IN	Previous registration
IFMG SECURITIES, INC.	n/a	May 9, 2007	Mar 10, 2008	no	CARMEL, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|RICHMOND, IN\|INDIANAPOLIS, IN\|GREENFIELD, IN\|FISHERS, IN\|INDIANAPOLIS, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Feb 27, 2007	Apr 19, 2007	no	GREENWOOD, IN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 21, 2006	Feb 23, 2007	no	RUSHVILLE, IN\|OAKDALE, MN\|RUSHVILLE, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Nov 3, 2005	no	INDIANAPOLIS, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 16, 2005	Jul 6, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONEY CONCEPTS ADVISORY SERVICE	D.L. FIELDS ADVISORY GROUP, LLC	Dec 31, 2016	Jan 23, 2017	23	Firm change	Other
TLG ADVISORS, INC.	MONEY CONCEPTS ADVISORY SERVICE	Jul 8, 2014	Jul 14, 2014	6	Firm change	Other
D.L. FIELDS ADVISORY GROUP	TLG ADVISORS, INC.	Nov 29, 2012	Dec 3, 2012	4	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	D.L. FIELDS ADVISORY GROUP	Mar 25, 2008	Dec 3, 2009	618	Firm change after gap	Other
IFMG SECURITIES, INC.	ESSEX NATIONAL SECURITIES, INC.	Mar 10, 2008	Mar 14, 2008	4	Firm change	Other
NATCITY INVESTMENTS, INC.	IFMG SECURITIES, INC.	Apr 19, 2007	May 9, 2007	20	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	NATCITY INVESTMENTS, INC.	Feb 23, 2007	Feb 27, 2007	4	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WOODBURY FINANCIAL SERVICES, INC.	Nov 3, 2005	Aug 21, 2006	291	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (10)

→ D.L. FIELDS ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jan 23, 2017 to presentfactForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jul 14, 2014 to Dec 31, 2016factForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2012 to Jul 8, 2014factForm ADV
→ D.L. FIELDS ADVISORY GROUPRegistered adviserregistration: previous registration
Dec 3, 2009 to Nov 29, 2012factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 14, 2008 to Mar 25, 2008factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
May 9, 2007 to Mar 10, 2008factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 27, 2007 to Apr 19, 2007factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 21, 2006 to Feb 23, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Nov 3, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 16, 2005 to Jul 6, 2005factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
David Laurence Fields added a AL registration at D.L. Fields Advisory Group, Llc