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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100Msuccession filed

KENMAR PREFERRED INVESTMENTS, LLC

CRD 150327

NEW YORK, NY

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Search this name across graphsid dfx:ria:35149e1b-e173-9f04-39a0-d9e37aea037d

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2015
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $33.4MItem 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $7.5Mgross asset value as reported per fund; never fund size
Custody, client assets: $33.4M
SEC number: 801-70238
CRD: 150327
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Mar 30, 2015
Succeeded: a predecessor named on Item 4
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C-GAIA INC.	Member	E	yes	03/2014	Apr 3, 2014	Mar 30, 2015
KENMAR OLYMPIA, LLC	Owner	E	yes	03/2014	Apr 3, 2014	Mar 30, 2015
PARRISH, JAMES, A	President	Na	yes	03/2014	Mar 30, 2015	Mar 30, 2015
SHEWER, KENNETH, ANDREW	CHAIRMAN & CHIEF INVESTMENT OFFICER	Na	yes	03/2014	Mar 30, 2012	Mar 30, 2015
SPOHR, DAVID, KONRAD	CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Oct 29, 2013	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OLYMPIA CAPITAL MANAGEMENT S.A.	n/a	Former SEC adviser	$589M	N	yes	n/a
CLARITY MANAGED ACCOUNT & ANALYTICS PLATFORM, LLC	n/a	Former SEC adviser	$168M	N	yes	n/a
KENMAR GLOBAL INVESTMENT MANAGEMENT, L.L.C.	n/a	Former SEC adviser	$140M	N	yes	n/a
KENMAR SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
OLYMPIA CAPITAL GESTION S.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$33.4M	$33.4M	7	5	n/a	1	$7.5M
2013	Apr 3, 2014	$84.2M	$84.2M	14	6	n/a	1	$20.7M
2012	Mar 28, 2013	$44.1M	$27.9M	28	10	n/a	1	$27.9M
2011	Mar 30, 2012	$171M	$31.5M	n/a	n/a	n/a	1	$31.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$33.4M	$84.2M	-60.3%	$171M	-42.0%	7	14	n/a	n/a

Relationships

Affiliated with (8)

← CLARITY MANAGED ACCOUNT PLATFORMRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← KENMAR GLOBAL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← OLYMPIA CAPITAL MANAGEMENT S.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CLARITY MANAGED ACCOUNT & ANALYTICS PLATFORM, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← KENMAR GLOBAL INVESTMENT MANAGEMENT, L.L.C.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ KENMAR GLOBAL INVESTMENT MANAGEMENT, L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
→ CLARITY MANAGED ACCOUNT & ANALYTICS PLATFORM, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ OLYMPIA CAPITAL MANAGEMENT S.A.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (5)

← SPOHR, DAVID, KONRADOwnerCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 29, 2013 to presentfactForm ADV
← SHEWER, KENNETH, ANDREWOwnerCHAIRMAN & CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PARRISH, JAMES, AOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← C-GAIA INC.OwnerMEMBER, ownership code E, foreign entity
Apr 3, 2014 to presentfactForm ADV
← KENMAR OLYMPIA, LLCOwnerOWNER, ownership code E, domestic entity
Apr 3, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2015
Succession filed (Item 4)
Kenmar Preferred Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35149e1b-e173-9f04-39a0-d9e37aea037d
First observed: Mar 30, 2012
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENMAR PREFERRED INVESTMENTS, LLC

CRD 150327

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35149e1b-e173-9f04-39a0-d9e37aea037d

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

C-GAIA INC.

Member

yes

03/2014

Apr 3, 2014

Mar 30, 2015

KENMAR OLYMPIA, LLC

Owner

yes

03/2014

Apr 3, 2014

Mar 30, 2015

PARRISH, JAMES, A

President

yes

03/2014

Mar 30, 2015

SHEWER, KENNETH, ANDREW

CHAIRMAN & CHIEF INVESTMENT OFFICER

yes

03/2014

Mar 30, 2012

Mar 30, 2015

SPOHR, DAVID, KONRAD

CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER

yes

03/2014

Oct 29, 2013

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OLYMPIA CAPITAL MANAGEMENT S.A.

n/a

Former SEC adviser

$589M

yes

n/a

CLARITY MANAGED ACCOUNT & ANALYTICS PLATFORM, LLC

n/a

Former SEC adviser

$168M

yes

n/a

KENMAR GLOBAL INVESTMENT MANAGEMENT, L.L.C.

n/a

Former SEC adviser

$140M

yes

n/a

KENMAR SECURITIES, LLC

n/a

yes

n/a

OLYMPIA CAPITAL GESTION S.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$33.4M

n/a

$7.5M

2013

Apr 3, 2014

$84.2M

n/a

$20.7M

2012

Mar 28, 2013

$44.1M

$27.9M

n/a

$27.9M

2011

Mar 30, 2012

$171M

$31.5M

n/a

$31.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$33.4M

$84.2M

-60.3%

$171M

-42.0%

n/a