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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

ISAAC KIM

Advisor at J.P. MORGAN SECURITIES LLC

TORRANCE, CA | Columbus, OH

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Search this name across graphsid dfx:ria:3516f605-5b47-09c2-96fc-89d0a308630c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 7, 2015
First registration: Oct 8, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 5411953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 7, 2022	n/a	yes	Columbus, OH\|TORRANCE, CA	Current employment
MORGAN STANLEY	Wirehouse	Aug 11, 2020	Aug 16, 2022	no	Los Angeles, CA	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	May 29, 2019	Dec 31, 2019	no	Pasadena, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 8, 2015	Apr 3, 2018	no	EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Aug 16, 2022	Sep 7, 2022	22	Firm change	Wirehouse to wirehouse
FIRST HEARTLAND CONSULTANTS, INC.	MORGAN STANLEY	Dec 31, 2019	Aug 11, 2020	224	Firm change	Ibd to wirehouse
CETERA ADVISOR NETWORKS LLC	FIRST HEARTLAND CONSULTANTS, INC.	Apr 3, 2018	May 29, 2019	421	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 7, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 11, 2020 to Aug 16, 2022factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
May 29, 2019 to Dec 31, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 8, 2015 to Apr 3, 2018factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
Isaac Kim left Morgan Stanley for J.P. Morgan Securities Llc (registered 2022-09-07)
Form ADVobserved 6 days ago