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Advisor at OSAIC WEALTH, INC.
FIRCREST, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | FIRCREST, WA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 7, 2012 | Jun 14, 2024 | no | FIRCREST, WA | Previous registration |
| INVESTORS SECURITY COMPANY, INC. | Former SEC adviser | May 10, 2006 | Dec 7, 2012 | no | FREDERICKSBURG, VA|UNIVERSITY PLACE, WA|SUFFOLK, VA|UNIVERSITY PLACE, WA|UNIVERSITY PLACE, WA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jun 7, 2004 | May 8, 2006 | no | FREDERICKSBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| INVESTORS SECURITY COMPANY, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 7, 2012 | Dec 7, 2012 | 0 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | INVESTORS SECURITY COMPANY, INC. | May 8, 2006 | May 10, 2006 | 2 | Firm change | Other |