DFX Intelligence

C••••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

C••••••••• A•••••

Advisor at L•• F•••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:351ce0ea-eb05-96e3-80f5-d5d390bd580c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 30, 2025	n/a	yes	OVERLAND PARK, KS	Current employment
E••••• J••••	National bd RIA	Oct 7, 2016	Oct 31, 2025	no	OLATHE, KS\|Olathe, KS\|ST LOUIS, MO\|Overland Park, KS\|OLATHE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Oct 31, 2025	Oct 30, 2025	-1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 7, 2016 to Oct 31, 2025factForm ADV

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
C••••••••• A••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2025-10-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:351ce0ea-eb05-96e3-80f5-d5d390bd580c
First observed: Oct 7, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.