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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MOUNT KENDAL LIMITED

CRD 284916

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:352b4637-2d18-d4df-8b67-196786b6326d

Data as of Jul 26, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 0
Observed: Jan 23, 2017 to Jul 26, 2022
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $34.4MItem 5.F on the latest filing (2022-07-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 42
Advisory employees: 27
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
SEC number: 801-109914
CRD: 284916
Filings on the tape: 9
First filed: Jan 23, 2017
Latest filed: Jul 26, 2022
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORTX HOLDINGS LIMITED	Owner	E	yes	11/2017	Jun 27, 2020	Jul 26, 2022
DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED	Shareholder	E	yes	08/2016	Jan 23, 2017	Jul 26, 2022
GOSWELL, PAUL, JONATHAN	DIRECTOR (MK)/CHIEF EXECUTIVE OFFICER (DREAM)	Na	yes	08/2016	Jan 23, 2017	Jul 26, 2022
LANCASTER, STAFFORD, MURRAY	CHIEF INVESTMENT OFFICER (DREAM)	Na	yes	02/2020	Jun 27, 2020	Jul 26, 2022
OWEN, ANANDH, INDRAN	CHIEF OPERATING OFFICER (DREAM)	Na	yes	08/2016	Jan 23, 2017	Jul 26, 2022
PATEL, ROHIT, JAYANTIBHAI	CHIEF COMPLIANCE OFFICER	Na	yes	08/2016	Jan 23, 2017	Jul 26, 2022
RITBLAT, JAMES, WILLIAM JEREMY	DIRECTOR (MK)/FOUNDER & CHAIRMAN (DREAM)	Na	yes	08/2016	Jan 23, 2017	Jul 26, 2022
RITBLAT, JAMES, WILLIAM JEREMY	OWNER OF CLASS B AND CLASS D SHARES	E	yes	11/2017	Jan 23, 2017	Jul 26, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$6.4B	Y	yes	n/a
NW1 PARTNERS UK LLP	n/a	Asset manager	$932M	N	yes	n/a
NW1 PARTNERS US LLC	n/a	Asset manager	$475M	N	yes	n/a
DQR CAPITAL LIMITED	n/a	Former SEC adviser	$220M	N	yes	n/a
DELANCEY REAL ESTATE INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$200M	N	yes	n/a
DELANCEY ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$136M	N	yes	n/a
MITHERIDGE CAPITAL MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
NW1 BROOKLYN GP LLC	n/a	n/a	n/a	N	yes	n/a
NW1 GP US, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Jun 27, 2022	$34.4M	$0	42	27	0	n/a	n/a
2021	Jun 28, 2021	$38.6M	$0	44	29	0	n/a	n/a
2020	Jun 27, 2020	$17.9M	$0	41	26	0	n/a	n/a
2019	Jun 28, 2019	$17.9M	$0	43	25	2	n/a	n/a
2018	Jun 29, 2018	$17.8M	$0	45	29	2	n/a	n/a
2017	Jun 29, 2017	n/a	n/a	47	31	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$34.4M	$38.6M	-11.0%	$17.9M	24.2%	42	44	0	0

Relationships

Affiliated with (10)

→ DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ DELANCEY ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ NW1 PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ NW1 PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ DQRRegistered adviserother investment adviser, common control
factForm ADV
→ DELANCEY REAL ESTATE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← DELANCEY ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← DQRRegistered adviserother investment adviser, common control
factForm ADV
← DELANCEY REAL ESTATE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← GOSWELL, PAUL, JONATHANOwnerDIRECTOR (MK)/CHIEF EXECUTIVE OFFICER (DREAM), ownership code NA, individual
Jan 23, 2017 to presentfactForm ADV
← RITBLAT, JAMES, WILLIAM JEREMYOwnerOWNER OF CLASS B AND CLASS D SHARES, ownership code E, individual
Jan 23, 2017 to presentfactForm ADV
← PATEL, ROHIT, JAYANTIBHAIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 23, 2017 to presentfactForm ADV
← OWEN, ANANDH, INDRANOwnerCHIEF OPERATING OFFICER (DREAM), ownership code NA, individual
Jan 23, 2017 to presentfactForm ADV
← LANCASTER, STAFFORD, MURRAYOwnerCHIEF INVESTMENT OFFICER (DREAM), ownership code NA, individual
Jun 27, 2020 to presentfactForm ADV
← CORTX HOLDINGS LIMITEDOwnerOWNER, ownership code E, foreign entity
Jun 27, 2020 to presentfactForm ADV
← DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jan 23, 2017 to presentfactForm ADV

Dated events

Occurred
Jun 27, 2020
Control person joined
Stafford Lancaster (Executive Director (Dream)) appeared on Schedule A of Mount Kendal Limited
Form ADVobserved 6 days ago
Occurred
Jun 27, 2020
Control person left
Alexander Francis Scott (Director) no longer on Schedule A of Mount Kendal Limited (listed 2019-06-28, absent 2020-06-27)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2017
First Form ADV filing
Mount Kendal Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:352b4637-2d18-d4df-8b67-196786b6326d
First observed: Jan 23, 2017
Last observed: Jul 26, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOUNT KENDAL LIMITED

CRD 284916

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:352b4637-2d18-d4df-8b67-196786b6326d

Data as of Jul 26, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORTX HOLDINGS LIMITED

Owner

yes

11/2017

Jun 27, 2020

Jul 26, 2022

DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED

Shareholder

yes

08/2016

Jan 23, 2017

Jul 26, 2022

GOSWELL, PAUL, JONATHAN

DIRECTOR (MK)/CHIEF EXECUTIVE OFFICER (DREAM)

yes

08/2016

Jan 23, 2017

Jul 26, 2022

LANCASTER, STAFFORD, MURRAY

CHIEF INVESTMENT OFFICER (DREAM)

yes

02/2020

Jun 27, 2020

Jul 26, 2022

OWEN, ANANDH, INDRAN

CHIEF OPERATING OFFICER (DREAM)

yes

08/2016

Jan 23, 2017

Jul 26, 2022

PATEL, ROHIT, JAYANTIBHAI

CHIEF COMPLIANCE OFFICER

yes

08/2016

Jan 23, 2017

Jul 26, 2022

RITBLAT, JAMES, WILLIAM JEREMY

DIRECTOR (MK)/FOUNDER & CHAIRMAN (DREAM)

yes

08/2016

Jan 23, 2017

Jul 26, 2022

RITBLAT, JAMES, WILLIAM JEREMY

OWNER OF CLASS B AND CLASS D SHARES

yes

11/2017

Jan 23, 2017

Jul 26, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DELANCEY REAL ESTATE ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$6.4B

yes

n/a

NW1 PARTNERS UK LLP

n/a

Asset manager

$932M

yes

n/a

NW1 PARTNERS US LLC

n/a

Asset manager

$475M

yes

n/a

DQR CAPITAL LIMITED

n/a

Former SEC adviser

$220M

yes

n/a

DELANCEY REAL ESTATE INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$200M

yes

n/a

DELANCEY ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$136M

yes

n/a

MITHERIDGE CAPITAL MANAGEMENT LLP

n/a

yes

n/a

NW1 BROOKLYN GP LLC

n/a

yes

n/a

NW1 GP US, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Jun 27, 2022

$34.4M

n/a

2021

Jun 28, 2021

$38.6M

n/a

2020

Jun 27, 2020

$17.9M

n/a

2019

Jun 28, 2019

$17.9M

n/a

2018

Jun 29, 2018

$17.8M

n/a

2017

Jun 29, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$34.4M

$38.6M

-11.0%

$17.9M

24.2%