DFX Intelligence
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Reading the graph
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Advisor at B••••• O••••• W••••• M•••••••••
CLARKSVILLE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• O••••• W••••• M••••••••• | State registered | Nov 17, 2015 | n/a | yes | CLARKSVILLE, VA | Current employment |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Nov 12, 2015 | Nov 13, 2015 | no | Clarksville, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• N••••••• • C••••••• I••••••••• | S••••• F•••••••• G•••• I•• | Nov 16, 2015 | Nov 12, 2015 | -4 | Firm change | Other |
| S••••• F•••••••• G•••• I•• | B••••• O••••• W••••• M••••••••• | Nov 13, 2015 | Nov 17, 2015 |
| S•••••• N••••••• • C••••••• I••••••••• | National bd RIA | Sep 25, 2009 | Nov 16, 2015 | no | LYNCHBURG, VA|CLARKSVILLE, VA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 16, 2005 | Sep 25, 2009 | no | LYNCHBURG, VA|LYNCHBURG, VA | Previous registration |
| 4 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | S•••••• N••••••• • C••••••• I••••••••• | Sep 25, 2009 | Sep 25, 2009 | 0 | Bulk transfer | Wirehouse to ibd |