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Advisor at MORGAN STANLEY
Louisville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 16, 2022 | n/a | yes | Louisville, KY | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 22, 2013 | Jun 27, 2022 | no | LOUISVILLE, KY|LEXINGTON, KY|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|BARDSTOWN, KY|ELIZABETHTOWN, KY|ELIZABETHTOWN, KY|LOUISVILLE, KY|SHEPHERDSVILLE, KY | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 5, 2012 | Nov 12, 2013 | no | NEW ALBANY, IN|CHARLOTTE, NC|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 15, 2011 | Nov 6, 2012 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | MORGAN STANLEY | Jun 27, 2022 | Jun 16, 2022 | -11 | Firm change | Ibd to wirehouse |
| BB&T INVESTMENT SERVICES, INC. | PNC WEALTH MANAGEMENT | Nov 12, 2013 | Nov 22, 2013 | 10 | Firm change | Other |
| WELLS FARGO ADVISORS | BB&T INVESTMENT SERVICES, INC. | Nov 6, 2012 | Nov 5, 2012 | -1 | Firm change | Wirehouse to new firm |