DFX Intelligence

C••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••••• C••••••

C••••••••• GP, LLC, CRD 152478

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:3537fad5-4a8c-4737-b090-43b46d268008

Data as of Apr 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jun 14, 2012 to Apr 29, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $442M••• Locked
Discretionary RAUM: $442M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• M•••••• L••••••• F•••• L•••	Hedge Fund	$442M	Apr 29, 2020	36	Feb 27, 2018	reported	021-284333
C••••••••• A•• F•••• L•••	Hedge Fund	$102M	Mar 3, 2015

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• D••••	CHIEF SCIENTIST	Na	yes	06/2010	Jun 14, 2012	Apr 29, 2020
C••••••••• C••••••• L••	Member	E	yes	04/2008	Dec 9, 2016	Apr 29, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$442M	$229M	92.9%	$115M	56.5%	9	9	0	0

Relationships

Advises (4)

→ C••••••••• M•••••• L••••••• F•••• L•••Private fundHedge Fund, IA
Feb 27, 2018 to presentfactForm ADV
→ C••••••••• M••••••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Mar 15, 2013 to Apr 5, 2018factForm ADV
→ C••••••••• A•• F•••• L•••Private fundHedge Fund, IA, no longer reported
Apr 30, 2012 to Mar 3, 2015factForm ADV
→ 3•••••••

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$213M
Occurred
Jan 24, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-162M
Occurred
Feb 27, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$276M
Occurred
Jun 14, 2012
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3537fad5-4a8c-4737-b090-43b46d268008
First observed: Jun 14, 2012
Last observed: Apr 29, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.