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Advisor at TWIN HARBORS WEALTH MANAGEMENT LLC
ABERDEEN, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TWIN HARBORS WEALTH MANAGEMENT LLC | State registered | Sep 17, 2020 | n/a | yes | ABERDEEN, WA | Current employment |
| D.A. DAVIDSON & CO. | Independent wealth | Feb 10, 2009 | Jun 17, 2020 | no | ABERDEEN, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2006 | Nov 30, 2007 | no | ABERDEEN, WA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Dec 28, 2001 | Aug 12, 2006 | no | ABERDEEN, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | TWIN HARBORS WEALTH MANAGEMENT LLC | Jun 17, 2020 | Sep 17, 2020 | 92 | Firm change | RIA to state RIA |
| UBS FINANCIAL SERVICES INC. | D.A. DAVIDSON & CO. | Nov 30, 2007 | Feb 10, 2009 | 438 | Firm change after gap | Other |
| PIPER SANDLER & CO. | UBS FINANCIAL SERVICES INC. | Aug 12, 2006 | Aug 12, 2006 | 0 | Bulk transfer | Other |