DFX Intelligence

R•••••• W•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

R•••••• W•••• K•••••

Advisor at K••••• F•••••••• L••

NOVATO, CA

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Search this name across graphsid dfx:ria:3546e1a3-0c88-4b2b-eb60-45149bf00ce7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	NOVATO, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jun 17, 2016	Jan 31, 2025	no	Novato, CA\|Crystal Bay, NV\|Novato, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	K••••• F•••••••• L••	Jan 31, 2025	Jan 1, 2026	335	Firm change	Ibd to RIA
P•••••••• I•••••••• O• A••••••	W•••••• I••••••••• S•••••••••	Jul 19, 2016	Jun 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6082:39262:CA:2016-07-11	Jul 19, 2016	Jun 17, 2016	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (3)

→ K••••• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 17, 2016 to Jan 31, 2025factForm ADV
→ P•••••••• I•••••••• O• A••••••Registered adviserregistration: previous registration
Nov 1, 1995 to Jul 19, 2016factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3546e1a3-0c88-4b2b-eb60-45149bf00ce7
First observed: Nov 1, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.