DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
WEST BLOOMFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | WEST BLOOMFIELD, MI | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jan 13, 2022 | Mar 31, 2025 | no | WEST BLOOMFIELD, MI|MERRIMACK, NH|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| O•••• I••••••••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Dec 21, 2020 | Jan 13, 2022 |
| O•••• I••••••••• I••• | Bd affiliated wealth | Nov 26, 2019 | Dec 21, 2020 | no | BLOOMFIELD HILLS, MI | Previous registration |
| M••••• S•••••• | Wirehouse | Apr 9, 2015 | Oct 17, 2019 | no | Troy, MI | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Feb 18, 2015 | no | GROSSE POINTE, MI|GROSSE POINTE FARMS, MI | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Mar 20, 2012 | Oct 1, 2012 | no | NEW BALTIMORE, MI|GROSSE POINTE, MI|GROSSE POINTE, MI | Previous registration |
| 388 |
| Firm change |
| Ibd to ibd |
| M••••• S•••••• | O•••• I••••••••• I••• | Oct 17, 2019 | Nov 26, 2019 | 40 | Firm change | Wirehouse to ibd |
| J••• M••••• S••••••••• L•• | M••••• S•••••• | Feb 18, 2015 | Apr 9, 2015 | 50 | Firm change | Wirehouse to wirehouse |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |