This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 24, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Apr 24, 1981

First registration

Jan 13, 2014

Dual registered

yes, broker-dealer

Other names

JACK MOSES|JOHN MOSES|JOHN RAYMOND MOSES|JACK MOSES

IAPD individual key

715547

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3556454e-09dc-d19a-1df4-11afee76ff4f

First observed

Jan 13, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.