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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Dec 6, 2019 | n/a | yes | BIRMINGHAM, AL | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Aug 15, 2017 | Dec 6, 2019 | no | VOORHEES, NJ|LAGUNA HILLS, CA|LAGUNA HILLS, CA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 16, 2016 | Apr 17, 2017 | no | MARLTON, NJ|EGG HARBOR TOWNSHIP, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 6, 2019 | Dec 6, 2019 | 0 | Bulk transfer | RIA to ibd |
| PRUCO SECURITIES, LLC | QUEST CAPITAL STRATEGIES, INC. | Apr 17, 2017 | Aug 15, 2017 | 120 | Firm change | Other |