DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
LACEY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 4, 2025 | n/a | yes | LACEY, WA | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Nov 6, 2014 | Mar 18, 2025 | no | Lacey, WA|OLYMPIA, WA|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• I••••••••• M••••••••• | L•• F•••••••• L•• | Mar 18, 2025 | Feb 4, 2025 | -42 | Firm change after gap | RIA to ibd |
| F•••••••• A•••••••• A••••••• S••••••• | F•••••••• A•••••••• I••••••••• M••••••••• | Mar 31, 2011 | Nov 6, 2014 |
| F•••••••• A•••••••• A••••••• S••••••• | Former SEC adviser | Oct 1, 2008 | Mar 31, 2011 | no | OLYMPIA, WA | Previous registration |
| D••••••••• F•••••••• A••••••• | n/a | Nov 15, 2006 | May 14, 2010 | no | SEATTLE, WA | Previous registration |
| 1,316 |
| Firm change after gap |
| Other |
| D••••••••• F•••••••• A••••••• | F•••••••• A•••••••• A••••••• S••••••• | May 14, 2010 | Oct 1, 2008 | -590 | Firm change after gap | Other |