DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
HERMOSA BEACH, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | HERMOSA BEACH, CA|WESTLAKE VILLAGE, CA | Current employment |
| THE PLANNERS NETWORK, INC. | Former SEC adviser | Mar 26, 2014 | Dec 31, 2017 | no | MANHATTAN BEACH, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 13, 2004 | Nov 29, 2017 | no | MANHATTAN BEACH, CA|WESTLAKE VILLAGE, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE PLANNERS NETWORK, INC. | LPL FINANCIAL LLC | Dec 31, 2017 | Nov 29, 2017 | -32 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | THE PLANNERS NETWORK, INC. | Nov 29, 2017 | Mar 26, 2014 | -1,344 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108355:6413:CA:2017-12-31 | Dec 31, 2017 | Nov 29, 2017 | MANHATTAN BEACH, CA | Firm change after gap |
| 29604:108355:CA:2017-11-29 | Nov 29, 2017 | Mar 26, 2014 | LOS ANGELES, CA | Firm change after gap |