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A•••••• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A•••••• F•••••••• G••••• L••

CRD 304665

BURLINGTON, MA

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Search this name across graphsid dfx:ria:3583bbe3-6139-3dd5-8fa1-359315ae7fd1

Data as of Mar 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 0
Observed: Jun 11, 2019 to Mar 22, 2023
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $363MItem 5.F on the latest filing (2023-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $361M
Private client RAUM: $361MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• A••••••••• M•••••	WEALTH ADVISOR	B	yes	01/2022	Dec 21, 2022	Mar 22, 2023
H•••••• C••••••• R•••	Principal	C	yes	07/2019	Jul 1, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$363M	$378M	-3.9%	$281M	8.9%	10	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••• F•••••••• G••••• L•••••	4	Sep 26, 2023	Sep 25, 2023	BURLINGTON, MA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••••• F•••••••• P•••••••• L••	2	Oct 2, 2019	Aug 8, 2019	WINCHESTER, MA	Team lift out	RIA to new firm	22.2%

Relationships

Controls (3)

← N•••••••• J•••• W••••••OwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 1, 2019 to presentfactForm ADV
← H•••••• C••••••• R•••OwnerPRINCIPAL, ownership code C, individual
Jul 1, 2019 to presentfactForm ADV
← D•••• A••••••••• M•••••OwnerWEALTH ADVISOR, ownership code B, individual
Dec 21, 2022 to presentfactForm ADV

Registered with (5)

← C•••••• R••• H•••••Advisor

Dated events

Occurred
Sep 26, 2023
Firm absorbed
A•••••• F•••••••• G••••• L••'s advisors moved to S•••••• F•••••••• G••••• L••••• (Burlington, MA): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Sep 26, 2023
Advisor changed firm
Dylan Joseph Greene left A•••••• F•••••••• G••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2023-09-25)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2023
Advisor changed firm
Bennett John Nadworny left A•••••• F•••••••• G••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2023-09-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3583bbe3-6139-3dd5-8fa1-359315ae7fd1
First observed: Jun 11, 2019
Last observed: Mar 22, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.