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Advisor at WELLS FARGO ADVISORS
TARPON SPRINGS, FL | ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 3, 2023 | n/a | yes | ROSEVILLE, CA|TARPON SPRINGS, FL | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jul 17, 2023 | Nov 1, 2023 | no | Sacramento, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 5, 2021 | Jul 20, 2021 | no | RANCHO CORDOVA, CA|ROSEVILLE, CA|ORANGEVALE, CA|SACRAMENTO, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Nov 1, 2023 | Nov 3, 2023 | 2 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | U.S. BANCORP INVESTMENTS, INC. | Jul 20, 2021 | Jul 17, 2023 | 727 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:17868:CA:2021-07-20 | Jul 20, 2021 | Jul 17, 2023 | ROSEVILLE, CA | Firm change after gap |