DFX Intelligence

W•••••• H••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

W•••••• H••••• A•••••

Advisor at P••• P•••• C•••••• C•••••••••

HOMEWOOD, AL

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Search this name across graphsid dfx:ria:358f2a3c-cd11-2d6c-9491-0599a7a7d691

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• P•••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• P•••• C•••••• C•••••••••	Independent wealth	Jul 28, 2025	n/a	yes	HOMEWOOD, AL	Current employment
D••••• A•••• M••••••••• L••	Mixed wealth	Mar 23, 2012	Dec 12, 2017	no	NEW ORLEANS, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• A•••• M••••••••• L••	P••• P•••• C•••••• C•••••••••	Dec 12, 2017	Jul 28, 2025	2,785	Firm change after gap	Other

Relationships

Registered with (2)

→ P••• P•••• C•••••• C•••••••••Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ D••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 23, 2012 to Dec 12, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:358f2a3c-cd11-2d6c-9491-0599a7a7d691
First observed: Mar 23, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.