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Advisor at CHELSEA ADVISORY SERVICES, INC
STATEN ISLAND, NY | Lancaster, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHELSEA ADVISORY SERVICES, INC | Independent wealth | Jan 4, 2021 | n/a | yes | Lancaster, SC|STATEN ISLAND, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Dec 31, 2020 | no | LANCASTER, SC|CHARLOTTE, NC | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Nov 2, 2018 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 4, 2009 | May 13, 2016 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | n/a | Mar 4, 2008 | Sep 4, 2009 | no | MATTHEWS, NC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 23, 2003 | Feb 8, 2008 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CHELSEA ADVISORY SERVICES, INC | Dec 31, 2020 | Jan 4, 2021 | 4 | Firm change | Ibd to RIA |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Sep 4, 2009 | Sep 4, 2009 | 0 | Bulk transfer | Other |
| ESI FINANCIAL ADVISORS | TRANSAMERICA FINANCIAL ADVISORS, INC. | Feb 8, 2008 | Mar 4, 2008 | 25 | Firm change | Other |