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D•••• E••••••• D•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

D•••• E••••••• D•

Advisor at H••••••• L••••• W••••• L••

BUFFALO GROVE, IL

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Search this name across graphsid dfx:ria:359a5e8d-bb6e-66e2-c960-815f632ec47e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• L••••• W••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• L••••• W••••• L••	State registered	Jun 29, 2026	n/a	yes	BUFFALO GROVE, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 30, 2019	Jul 6, 2026	no	HUNTLEY, IL\|PALATINE, IL\|CHICAGO, IL\|SCHAUMBURG, IL\|NORTHBROOK, IL\|BUFFALO GROVE, IL\|EVANSTON, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	H••••••• L••••• W••••• L••	Jul 6, 2026	Jun 29, 2026	-7	Firm change	Wirehouse to state RIA
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	May 8, 2019

Relationships

Registered with (4)

→ H••••••• L••••• W••••• L••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 30, 2019 to Jul 6, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 2, 2015 to May 8, 2019factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
D•••• E••••••• D• left W•••• F•••• A••••••• for H••••••• L••••• W••••• L•• (registered 2026-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:359a5e8d-bb6e-66e2-c960-815f632ec47e
First observed: Nov 22, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.