DFX Intelligence

J••• A••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

J••• A••••• B••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

OAKLAND, CA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:359e93a6-07a4-9d51-4ba9-1d00d327ba44

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 30, 2024	n/a	yes	OAKLAND, CA\|PLYMOUTH, MN	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 7, 2022	Dec 1, 2023	no	OAKLAND, CA\|PLYMOUTH, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• F•••••••• A•••••••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 31, 2022	Dec 7, 2022	-24	Firm change	RIA to ibd
C•••••• W••••• A•••••••	G••••••• F•••••••• A•••••••	Nov 23, 2015	Jun 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
144875:116407:CA:2022-12-31	Dec 31, 2022	Dec 7, 2022	OAKLAND, CA	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 7, 2022 to Dec 1, 2023factForm ADV
→ G••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
May 31, 2018 to Dec 31, 2022factForm ADV
→ C•••••• W••••• A•••••••Registered adviserregistration: previous registration
Nov 19, 2013 to Nov 23, 2015factForm ADV
→ M••••• C•••••• M••••••••• L••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:359e93a6-07a4-9d51-4ba9-1d00d327ba44
First observed: Sep 1, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.