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Reading the graph
Advisor at MORGAN STANLEY
Holladay, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 24, 2022 | n/a | yes | Holladay, UT | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jun 29, 2015 | Oct 31, 2022 | no | SANDY, UT|ARLINGTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Oct 31, 2022 | Oct 24, 2022 | -7 | Channel change | RIA to wirehouse |