R••••• A• B•••

Advisor at L•• F•••••••• L••

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a03b2b-1288-27a9-ade2-34bc6005a5e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 30, 2022	n/a	yes	OAK BROOK, IL	Current employment
H•••••• W••••• M•••••••••	Independent wealth	Apr 15, 2014	Aug 23, 2022	no	LA GRANGE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• M•••••••••	L•• F•••••••• L••	Aug 23, 2022	Jun 30, 2022	-54	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
170255:6413:IL:2022-08-23	Aug 23, 2022	Jun 30, 2022	LA GRANGE, IL	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ H•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 15, 2014 to Aug 23, 2022factForm ADV

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35a03b2b-1288-27a9-ade2-34bc6005a5e8
First observed: Apr 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.