DFX Intelligence

Data Factory

RIA / WealthAdvisor16 years in industry

RICHARD ALOYSIUS FINCH

Advisor at HIGHTOWER ADVISORS, LLC

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a459ea-c7a3-6985-16a2-172ba0ccd8d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Nov 1, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Richard Aloysius Finch

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Aug 31, 2020
Dual registered: no
IAPD individual key: 5740372

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Aug 31, 2020	n/a	yes	Memphis, TN	Current employment

Relationships

Registered with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Aug 31, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35a459ea-c7a3-6985-16a2-172ba0ccd8d6
First observed: Nov 1, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD ALOYSIUS FINCH

Advisor at HIGHTOWER ADVISORS, LLC

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35a459ea-c7a3-6985-16a2-172ba0ccd8d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HIGHTOWER ADVISORS, LLC

Bd affiliated wealth

Aug 31, 2020

n/a

yes

Memphis, TN

Current employment