DFX Intelligence

R•• C•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R•• C•••• B••••••

Advisor at C•• • C••••••• I•••

FISHERS, IN

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Search this name across graphsid dfx:ria:35a48566-b77c-0c58-61d4-aea08483784b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• • C••••••• I•••	Independent wealth	Jan 14, 2009	n/a	yes	FISHERS, IN	Current employment
N•••••••• A••••••• G••••• I•••	n/a	Feb 27, 2007	Nov 19, 2010	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A••••••• G••••• I•••	C•• • C••••••• I•••	Nov 19, 2010	Jan 14, 2009	-674	Firm change after gap	Other
H•••••• F•••••••• A•••••••• L••	N•••••••• A••••••• G••••• I•••	Mar 19, 2007	Feb 27, 2007

Relationships

Registered with (3)

→ C•• • C••••••• I•••Registered adviserregistration: current employment
Jan 14, 2009 to presentfactForm ADV
→ N•••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 27, 2007 to Nov 19, 2010factForm ADV
→ H•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2001 to Mar 19, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35a48566-b77c-0c58-61d4-aea08483784b
First observed: Jul 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.