D•••• E• K•••

Advisor at L•• F•••••••• L••

TUCSON, AZ | MARANA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35b726f6-5afa-9df2-0424-b7df4b4e8544

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 12, 2012	n/a	yes	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|MARANA, AZ\|TUCSON, AZ	Current employment
A••••••• V••••• I••••••••• I•••	Former SEC adviser	Dec 31, 2001	Dec 9, 2004	no	JOHNSON CITY, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• V••••• I••••••••• I•••	L•• F•••••••• L••	Dec 9, 2004	Oct 12, 2012	2,864	Firm change after gap	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 12, 2012 to presentfactForm ADV
→ A••••••• V••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 31, 2001 to Dec 9, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35b726f6-5afa-9df2-0424-b7df4b4e8544
First observed: Dec 31, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.