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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DAVID JEFFREY HOWARD

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

EVANSVILLE, IN | Newburgh, IN

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Search this name across graphsid dfx:ria:35c7a7c9-8342-ee1f-1baa-a9cd98791a73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 10, 2003
First registration: Sep 1, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4605808

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 24, 2017	n/a	yes	Newburgh, IN\|EVANSVILLE, IN	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 2, 2015	Oct 25, 2017	no	Evansville, IN\|APPLETON, WI\|Evansville, IN	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jun 15, 2007	Nov 17, 2015	no	EVANSVILLE, IN\|EVANSVILLE, IN\|SAN ANTONIO, TX\|EVANSVILLE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 1, 2005	Mar 2, 2007	no	NEWBURGH, IN\|EVANSVILLE, IN\|NEWBURGH, IN\|EVANSVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Oct 25, 2017	Nov 24, 2017	30	Firm change	Other
INVESTMENT PROFESSIONALS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Nov 17, 2015	Nov 2, 2015	-15	Firm change	Other
FIFTH THIRD SECURITIES, INC.	INVESTMENT PROFESSIONALS, INC.	Mar 2, 2007	Jun 15, 2007	105	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Nov 24, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Nov 2, 2015 to Oct 25, 2017factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jun 15, 2007 to Nov 17, 2015factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 1, 2005 to Mar 2, 2007factForm ADV

Dated events

No dated event names this entity yet.