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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ITASCA, IL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 15, 2013 | n/a | yes | ITASCA, IL|PLYMOUTH, MN | Current employment |
| SUMMIT WEALTH ADVISORS LLC | n/a | Mar 17, 2010 | Dec 10, 2013 | no | ITASCA, IL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 12, 2009 | Nov 18, 2013 | no | ITASCA, IL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 1, 2008 | Apr 3, 2009 | no | CRYSTAL LAKE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT WEALTH ADVISORS LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 10, 2013 | Nov 15, 2013 | -25 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SUMMIT WEALTH ADVISORS LLC | Nov 18, 2013 | Mar 17, 2010 | -1,342 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 3, 2009 | May 12, 2009 | 39 | Firm change | Other |