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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SANDELL INVESTMENT SERVICES, L.L.C.

CRD 155373

NEW YORK, NY

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Search this name across graphsid dfx:ria:35d44be9-24a3-b5a4-0279-b0876295202f

Data as of Mar 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2015
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $194MItem 5.F on the latest filing (2015-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $194M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 6
Accounts: 1
Custody, client assets: $194M
SEC number: 801-71909
CRD: 155373
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Mar 27, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORENSTEIN, DANIEL	CHIEF FINANCIAL OFFICER	Na	yes	07/2014	Mar 27, 2015	Mar 27, 2015
HOFFMAN, ADAM, L	CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Oct 16, 2012	Mar 27, 2015
SANDELL ADVISORS LLC	RELYING ADVISER	Na	yes	11/1997	Apr 1, 2014	Mar 27, 2015
SANDELL PARTNERS LLC	GENERAL PARTNER, SIS PARTNERS LP	Na	yes	12/2013	Apr 1, 2014	Mar 27, 2015
SANDELL, THOMAS, ERIC	MANAGING MEMBER, SANDELL ADVISORS LLC	Na	yes	11/1997	Mar 30, 2012	Mar 27, 2015
SIS PARTNERS LP	OWNER, SANDELL INVESTMENT SERVICES, LLC	E	yes	12/2013	Apr 1, 2014	Mar 27, 2015
MAZIER, MELVIN, ALEJANDRO	SENIOR MANAGING DIRECTOR	Na	no	01/2011	Mar 30, 2012	Mar 27, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANDELL ASSET MANAGEMENT CORP.	n/a	Former SEC adviser	$491M	N	yes	n/a
SANDELL ADVISORS, L.L.C.	n/a	n/a	n/a	N	yes	n/a
SANDELL ASSET MANAGEMENT EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015	$194M	$194M	19	6	n/a	n/a	n/a
2013	Mar 19, 2014	$194M	$194M	21	6	n/a	n/a	n/a
2012	Mar 27, 2013	$105M	$105M	23	7	n/a	n/a	n/a
2011	Mar 30, 2012	$36.2M	$36.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$194M	$194M	-0.1%	$36.2M	75.0%	19	21	n/a	n/a

Relationships

Affiliated with (2)

← SANDELL ASSET MANAGEMENT CORP.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ SANDELL ASSET MANAGEMENT CORP.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (6)

← SANDELL, THOMAS, ERICOwnerMANAGING MEMBER, SANDELL ADVISORS LLC, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HOFFMAN, ADAM, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 16, 2012 to presentfactForm ADV
← BORENSTEIN, DANIELOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← SANDELL ADVISORS LLCOwnerRELYING ADVISER, ownership code NA, domestic entity
Apr 1, 2014 to presentfactForm ADV
← SANDELL PARTNERS LLCOwnerGENERAL PARTNER, SIS PARTNERS LP, ownership code NA, domestic entity
Apr 1, 2014 to presentfactForm ADV
← SIS PARTNERS LPOwnerOWNER, SANDELL INVESTMENT SERVICES, LLC, ownership code E, domestic entity
Apr 1, 2014 to presentfactForm ADV

Owns (1)

← MAZIER, MELVIN, ALEJANDROOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35d44be9-24a3-b5a4-0279-b0876295202f
First observed: Mar 30, 2012
Last observed: Mar 27, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANDELL INVESTMENT SERVICES, L.L.C.

CRD 155373

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35d44be9-24a3-b5a4-0279-b0876295202f

Data as of Mar 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORENSTEIN, DANIEL

CHIEF FINANCIAL OFFICER

yes

07/2014

Mar 27, 2015

HOFFMAN, ADAM, L

CHIEF COMPLIANCE OFFICER

yes

10/2012

Oct 16, 2012

Mar 27, 2015

SANDELL ADVISORS LLC

RELYING ADVISER

yes

11/1997

Apr 1, 2014

Mar 27, 2015

SANDELL PARTNERS LLC

GENERAL PARTNER, SIS PARTNERS LP

yes

12/2013

Apr 1, 2014

Mar 27, 2015

SANDELL, THOMAS, ERIC

MANAGING MEMBER, SANDELL ADVISORS LLC

yes

11/1997

Mar 30, 2012

Mar 27, 2015

SIS PARTNERS LP

OWNER, SANDELL INVESTMENT SERVICES, LLC

yes

12/2013

Apr 1, 2014

Mar 27, 2015

MAZIER, MELVIN, ALEJANDRO

SENIOR MANAGING DIRECTOR

01/2011

Mar 30, 2012

Mar 27, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANDELL ASSET MANAGEMENT CORP.

n/a

Former SEC adviser

$491M

yes

n/a

SANDELL ADVISORS, L.L.C.

n/a

yes

n/a

SANDELL ASSET MANAGEMENT EUROPE LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 27, 2015

$194M

n/a

2013

Mar 19, 2014

$194M

n/a

2012

Mar 27, 2013

$105M

n/a

2011

Mar 30, 2012

$36.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$194M

-0.1%

$36.2M

75.0%

n/a